cfa

Ethics

  • Understand the Code of Ethics and its impact on financial professionals.
  • Learn the seven guiding standards for ethical decision-making.
  • Stay updated with industry changes and evolving regulations.
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₹ 4,300

Lecture Duration
10+ Hours
LanguageEnglish
Coverage7 Standards
Views 7 views/lectures views/lecture
Validity1 Year T&C Apply
CourierCourier Not Provided

Course Description

The Code of Ethics and Standards of Professional Conduct outlines seven standards that guide the professional practice of financial analysts. Many of the standards do not provide concrete guidance or rules but rather provide general guidelines that can be applied to an array of professional situations and relationships. The standards were updated in 2006 to reflect the changes experienced in the financial industry due to rapidly advancing technology, changing investment trends and greater access to financial investing related to expanded technological access.

Course Outline

CategoryFunctions/Features
EligibilityCFA All Levels.
Subject Weightage15 - 20%.
Question Format
  • Multiple-choice questions
  • Vignette-supported multiple-choice questions
  • Vignette-supported essay questions
Topic Covered
  • Standard I: Professionalism
  • Standard II: Integrity of Capital Markets
  • Standard III: Duties to Clients
  • Standard IV: Duties to Employers
  • Standard V: Investment Analysis, Recommendations, and Actions
  • Standard VI: Conflicts of Interest
  • Standard VII: Responsibilities as a CFA Institute Member or CFA Candidate

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