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cfa

Ethics

Understand the Code of Ethics and Standards of Professional Conduct with this 10-hour course, essential for ethical decision-making in finance.

Duration10+ hours
Views7 views/lectures views/lecture
LanguageEnglish
Coverage7 Standards
Validity1 YearT&C Apply
CourierCourier Not Provided

Course Description

The Code of Ethics and Standards of Professional Conduct outlines seven standards that guide the professional practice of financial analysts. Many of the standards do not provide concrete guidance or rules but rather provide general guidelines that can be applied to an array of professional situations and relationships. The standards were updated in 2006 to reflect the changes experienced in the financial industry due to rapidly advancing technology, changing investment trends and greater access to financial investing related to expanded technological access.

CategoryFunctions/Features
EligibilityCFA All Levels.
Subject Weightage15 - 20%.
Question Format
  • Multiple-choice questions
  • Vignette-supported multiple-choice questions
  • Vignette-supported essay questions
Topic Covered
  • Standard I: Professionalism
  • Standard II: Integrity of Capital Markets
  • Standard III: Duties to Clients
  • Standard IV: Duties to Employers
  • Standard V: Investment Analysis, Recommendations, and Actions
  • Standard VI: Conflicts of Interest
  • Standard VII: Responsibilities as a CFA Institute Member or CFA Candidate