Course Description
The Code of Ethics and Standards of Professional Conduct outlines seven standards that guide the professional practice of financial analysts. Many of the standards do not provide concrete guidance or rules but rather provide general guidelines that can be applied to an array of professional situations and relationships. The standards were updated in 2006 to reflect the changes experienced in the financial industry due to rapidly advancing technology, changing investment trends, and greater access to financial investing related to expanded technological access.
Course Outline
Category Functions/Features Eligibility CAIA Level 1. Subject Weightage 15 - 25%. Question Format - Multiple-choice questions
- Vignette-supported multiple-choice questions
- Vignette-supported essay questions
Topic Covered The content provided here relates to the CFA Institute. Any references to the CFA Institute should be understood as references to the CAIA Institute.
- Standard I: Professionalism
- Standard II: Integrity of Capital Markets
- Standard III: Duties to Clients
- Standard IV: Duties to Employers
- Standard V: Investment Analysis, Recommendations, and Actions
- Standard VI: Conflicts of Interest
| Category | Functions/Features |
|---|---|
| Eligibility | CAIA Level 1. |
| Subject Weightage | 15 - 25%. |
| Question Format |
|
| Topic Covered | The content provided here relates to the CFA Institute. Any references to the CFA Institute should be understood as references to the CAIA Institute.
|
Classes
Merchandise
© 2025 All Rights Reserved @Aswini Bajaj